Eligibility first
No market activity begins before onboarding and the required review are complete.
04Brokerage & Market Access
A practical route into Uzbekistan’s securities market.
Market access for eligible institutional and private clients, supported by onboarding, brokerage, custody and post-trade coordination.
Access begins with eligibility, documentation and an agreed operating model.
Before execution, the client, account structure, custody arrangements, settlement process and applicable service terms are confirmed. Services remain subject to onboarding, KYC review and contract.
When clients call us
An investor needs a clear operational path into the local market.
- 01
Eligibility, required documents and account structure need to be understood.
- 02
Brokerage, custody and settlement arrangements need to be coordinated.
- 03
Execution and post-trade responsibilities need to be defined before activity begins.
Scope of work
A coordinated operating chain from onboarding to post-trade.
The available scope is confirmed for each client and the relevant market activity.
- 01
Investor onboarding
Coordinate the required client information and documentation for review.
- 02
Securities brokerage
Provide the agreed brokerage service for eligible market activity.
- 03
Custody support
Coordinate the custody arrangements relevant to the account and activity.
- 04
Trade execution
Handle orders according to the agreed operating and execution process.
- 05
Government securities market access
Execute eligible treasury-note activity, subject to onboarding, instrument availability and applicable trading arrangements.
- 06
Settlement coordination
Align the practical settlement steps with the parties involved.
- 07
Post-trade support
Support the agreed post-trade workflow and account servicing.
How the work is organised
Operational clarity before execution.
The sequence is designed to establish the account and responsibilities before market activity begins.
- 01
Confirm eligibility
Review the proposed activity, client profile and applicable requirements.
- 02
Onboard
Collect and review documents, complete KYC and agree the service framework.
- 03
Set up
Coordinate account, custody, execution and settlement arrangements.
- 04
Execute & support
Provide the agreed execution and post-trade service.
A regulated process with clear responsibilities.
Defined operating model
Execution, custody and settlement responsibilities are agreed in advance.
Documented service scope
The applicable service and terms are established through the relevant agreement.
Planning activity in Uzbekistan’s securities market?
Begin with the intended activity, client profile and operational requirements.
Discuss market access